Citi ROHQ - MBCS - Regional Risk and Control Manager, Vice President in Philippines

  • Primary Location: Philippines

  • Education: Bachelor's Degree

  • Job Function: Risk Management

  • Schedule: Full-time

  • Shift: Day Job

  • Employee Status: Regular

  • Travel Time: No

  • Job ID: 17046418

Description

Position Objective:

Citi Markets Business Controls and Supervision is looking for a highly energized, dynamic professional who is ready to join a fast-paced, world leader in the financial services industry. The successful candidate will work with Global Markets Business Management, Chief Administrative Officers, Markets Middle Office, Compliance, Internal Audit, Financial Control and Technology Departments. The position will report to Manager responsible for the team.

The goal of the Citi Markets Business Controls and Supervision function is to help establish a robust control environment and culture within the Markets Business worldwide. Developing a proactive control approach assists management in achieving strategic objectives, promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate polices, procedures, laws and regulations. In addition, properly functioning internal controls enable management to deal with today’s rapidly changing environment and prepare for future growth.

Key Responsibilities:

  • Coordinating business preparation for and responses to inspections from regulators, auditors and other exam groups

  • Coordinating with the New York and London MSS Business Controls and Supervision teams to respond to and escalate emerging control issues and initiatives

  • Work with regional management of AP BCS in maintaining and developing the Managers Controls Assessment (MCA) framework for AP MSS; designing and creating processes to enable monitoring which determines whether or not control processes continue to operate effectively

  • Help oversee the core functions currently with BCS Manila team and work with the MBCS Head in streamlining the group, as necessary, to meet growing business demands for new and/or enhanced controls procedures

  • Help promote an environment within AP MSS which encourages the self-identification and reporting of control issues, through IBAM-related initiatives

  • Generate daily reports, analyze data and develop/maintain tracking metrics for management reporting and escalation

  • Oversee compliance with internal or regulatory initiatives

  • Review and reconcile various exception reports

  • Develop and maintain tracking metrics for management reporting and escalation

  • Maintain control documentation needed for the various internal, external and regulatory reviews

  • Support control initiatives, audits and self assessment testing for assigned businesses

  • Develop internal relationships and provide support for various Trading/Sales Desks

  • Coordinate the drafting, completion and distribution of responses to client requests for information

Qualifications

Position Objective:

Citi Markets Business Controls and Supervision is looking for a highly energized, dynamic professional who is ready to join a fast-paced, world leader in the financial services industry. The successful candidate will work with Global Markets Business Management, Chief Administrative Officers, Markets Middle Office, Compliance, Internal Audit, Financial Control and Technology Departments. The position will report to Manager responsible for the team.

The goal of the Citi Markets Business Controls and Supervision function is to help establish a robust control environment and culture within the Markets Business worldwide. Developing a proactive control approach assists management in achieving strategic objectives, promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate polices, procedures, laws and regulations. In addition, properly functioning internal controls enable management to deal with today’s rapidly changing environment and prepare for future growth.

Key Responsibilities:

  • Coordinating business preparation for and responses to inspections from regulators, auditors and other exam groups

  • Coordinating with the New York and London MSS Business Controls and Supervision teams to respond to and escalate emerging control issues and initiatives

  • Work with regional management of AP BCS in maintaining and developing the Managers Controls Assessment (MCA) framework for AP MSS; designing and creating processes to enable monitoring which determines whether or not control processes continue to operate effectively

  • Help oversee the core functions currently with BCS Manila team and work with the MBCS Head in streamlining the group, as necessary, to meet growing business demands for new and/or enhanced controls procedures

  • Help promote an environment within AP MSS which encourages the self-identification and reporting of control issues, through IBAM-related initiatives

  • Generate daily reports, analyze data and develop/maintain tracking metrics for management reporting and escalation

  • Oversee compliance with internal or regulatory initiatives

  • Review and reconcile various exception reports

  • Develop and maintain tracking metrics for management reporting and escalation

  • Maintain control documentation needed for the various internal, external and regulatory reviews

  • Support control initiatives, audits and self assessment testing for assigned businesses

  • Develop internal relationships and provide support for various Trading/Sales Desks

  • Coordinate the drafting, completion and distribution of responses to client requests for information